Check Us Out
So you never have to choose another financial advisor. Because this is a major life decision and a relationship that should not be entered into lightly, we want to provide you all of the information you could possibly need in order to make this the last time you ever have to choose a financial advisor.
We intend to build long-lasting, high-quality relationships with our clients and want to ensure that the foundation of that relationship is honesty, integrity, and trust.
Please use the below links to learn more about us.
FINRA
- Go to http://brokercheck.finra.org/Search/Search.aspx
- Type "Kate Emling" in the space provided.
- Check out our experience and licensure as securities representatives.
SEC Investment Advisor Public Disclosure
- Go to http://www.adviserinfo.sec.gov/IAPD/default.aspx
- Type "Kate Emling" in the space provided.
- View Kate’s investment advisor licenses and clean histories.
National Ethics Bureau
- Go to http://www.ethicscheck.org
- Type "Kathryn Emling" in the space provided.
Georgia Insurance Commission
- Go to https://www.oci.ga.gov/Agents/AgentStatus.aspx
- Type "Kathryn" for first name and "Emling" for last name.
- View Kate’s insurance licenses and appointments.